0001193125-13-023345.txt : 20130125 0001193125-13-023345.hdr.sgml : 20130125 20130125102537 ACCESSION NUMBER: 0001193125-13-023345 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130125 DATE AS OF CHANGE: 20130125 GROUP MEMBERS: ASHMORE EMERGING MARKETS CORPORATE HIGH YIELD FUND LTD GROUP MEMBERS: ASHMORE EMERGING MARKETS DEBT & CURRENCY FUND LTD GROUP MEMBERS: ASHMORE EMERGING MARKETS DEBT FUND GROUP MEMBERS: ASHMORE EMERGING MARKETS HIGH YIELD PLUS FUND LTD GROUP MEMBERS: ASHMORE EMERGING MARKETS TRI ASSET FUND LTD GROUP MEMBERS: ASHMORE FUNDS - ASHMORE EMERGING MARKETS CORPORATE DEBT FUND GROUP MEMBERS: ASHMORE FUNDS - ASHMORE EMERGING MARKETS TOTAL RETURN FUND GROUP MEMBERS: ASHMORE GLOBAL SPECIAL SITUATIONS FUND 5 LIMITED PARTNERSHIP GROUP MEMBERS: ASHMORE GROWING MULTI STRATEGY FUND LTD GROUP MEMBERS: ASHMORE INVESTMENT MANAGEMENT LTD GROUP MEMBERS: ASHMORE INVESTMENTS (UK) LTD GROUP MEMBERS: ASHMORE SICAV - EMERGING MARKETS ASIAN CORPORATE DEBT FUND GROUP MEMBERS: ASHMORE SICAV - EMERGING MARKETS CORPORATE DEBT FUND GROUP MEMBERS: ASHMORE SICAV - EMERGING MARKETS TOTAL REFUND FUND II GROUP MEMBERS: ASHMORE SICAV - EMERGING MARKETS TOTAL RETURN FUND GROUP MEMBERS: ASHMORE SICAV EMERGING MARKETS DEBT FUND GROUP MEMBERS: ASSET HOLDER PCC LTD - ASHMORE EMERGING MARKETS LIQUID GROUP MEMBERS: GLOBAL HIGH YIELD, A SUB-FUND OF MEDIOLANUM BEST BRANDS GROUP MEMBERS: STICHTING PENSIOENFONDS VAN DE METALEKTRO SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FAR EAST ENERGY CORP CENTRAL INDEX KEY: 0001124024 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 880459590 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: 1934 Act SEC FILE NUMBER: 005-78318 FILM NUMBER: 13547430 BUSINESS ADDRESS: STREET 1: 363 NORTH SAM HOUSTON PKWY STREET 2: SUITE 380 CITY: HOUSTON STATE: TX ZIP: 77060 BUSINESS PHONE: 832-598-0470 MAIL ADDRESS: STREET 1: 363 NORTH SAM HOUSTON PKWY STREET 2: SUITE 380 CITY: HOUSTON STATE: TX ZIP: 77060 FORMER COMPANY: FORMER CONFORMED NAME: EZFOODSTOP COM DATE OF NAME CHANGE: 20010306 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Ashmore Group plc CENTRAL INDEX KEY: 0001512135 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE BUSINESS PHONE: 203-077-6190 MAIL ADDRESS: STREET 1: 61, ALDWYCH CITY: LONDON STATE: X0 ZIP: WC2B 4AE SC 13D 1 d472160dsc13d.htm FAR EAST ENERGY CORPORATION Far East Energy Corporation

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No.     )*

 

 

Far East Energy Corporation

(Name of Issuer)

Common Stock, par value $0.001 per share

(Title of Class of Securities)

307325100

(CUSIP Number)

Michael Perman

Ashmore Investment Management Limited

61 Aldwych

London WC2B 4AE, United Kingdom

Telephone: +44 20 3077 6190

With a copy to:

Paul Strecker

Shearman & Sterling

12th Floor, Gloucester Tower

15 Queen’s Road Central

Hong Kong

Telephone: +852 2978 8000

(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)

January 15, 2013

(Date of Event Which Requires Filing of this Statement)

 

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of § 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g) check the following box  ¨.

 

 

Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See § 240.13d-7(b) for other parties to whom copies are to be sent.

 

 

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


SCHEDULE 13D

 

CUSIP No. 307325100   Page 2 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ashmore Group plc

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    England and Wales

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    56,086,439

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    56,086,439

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    56,086,439

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    16.3%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO

 


SCHEDULE 13D

 

CUSIP No. 307325100   Page 3 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ashmore Investment Management Limited

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    England and Wales

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    56,086,439

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    56,086,439

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    56,086,439

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    16.3%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO

 


SCHEDULE 13D

 

CUSIP No. 307325100   Page 4 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ashmore Investments (UK) Limited

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    England and Wales

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    56,086,439

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    56,086,439

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    56,086,439

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    16.3%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO

 


SCHEDULE 13D

 

CUSIP No. 307325100   Page 5 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Asset Holder PCC Limited in respect of Ashmore Emerging Markets Liquid Investment Portfolio

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Guernsey

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    9,347,740

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    9,347,740

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    9,347,740

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    2.7%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO


SCHEDULE 13D

 

CUSIP No. 307325100   Page 6 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ashmore Emerging Markets Debt Fund

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Cayman Islands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    4,393,438

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    4,393,438

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    4,393,438

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    1.3%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO


SCHEDULE 13D

 

CUSIP No. 307325100   Page 7 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ashmore Emerging Markets Debt and Currency Fund Limited

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Guernsey

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    3,552,141

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    3,552,141

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    3,552,141

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    1.0%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO


SCHEDULE 13D

 

CUSIP No. 307325100   Page 8 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Total Return Fund

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Massachusetts

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    1,308,684

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    1,308,684

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    1,308,684

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    0.4%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO


SCHEDULE 13D

 

CUSIP No. 307325100   Page 9 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Luxembourg

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    280,432

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    280,432

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    280,432

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    0.1%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO


SCHEDULE 13D

 

CUSIP No. 307325100   Page 10 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund II

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Luxembourg

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    93,477

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    93,477

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    93,477

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    0.0%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO


SCHEDULE 13D

 

CUSIP No. 307325100   Page 11 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Stichting Pensioenfonds Van de Metalektro

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Netherlands

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    841,297

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    841,297

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    841,297

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    0.2%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO


SCHEDULE 13D

 

CUSIP No. 307325100   Page 12 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ashmore SICAV Emerging Markets Debt Fund

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Luxembourg

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    1,028,251

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    1,028,251

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    1,028,251

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    0.3%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO


SCHEDULE 13D

 

CUSIP No. 307325100   Page 13 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Global High Yield, a sub-fund of Mediolanum Best Brands

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Ireland

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    2,056,503

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    2,056,503

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    2,056,503

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    0.6%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO


SCHEDULE 13D

 

CUSIP No. 307325100   Page 14 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ashmore Growing Multi Strategy Fund Limited

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Guernsey

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    373,910

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    373,910

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    373,910

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    0.1%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO


SCHEDULE 13D

 

CUSIP No. 307325100   Page 15 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ashmore Emerging Markets Corporate High Yield Fund Limited

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Guernsey

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    11,123,810

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    11,123,810

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    11,123,810

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    3.2%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO


SCHEDULE 13D

 

CUSIP No. 307325100   Page 16 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Corporate Debt Fund

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Luxembourg

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    5,889,076

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    5,889,076

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    5,889,076

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    1.7%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO


SCHEDULE 13D

 

CUSIP No. 307325100   Page 17 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Corporate Debt Fund

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Massachusetts

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    186,955

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    186,955

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    186,955

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    0.1%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO


SCHEDULE 13D

 

CUSIP No. 307325100   Page 18 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Asian Corporate Debt Fund

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Luxembourg

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    280,432

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    280,432

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    280,432

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    0.1%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO


SCHEDULE 13D

 

CUSIP No. 307325100   Page 19 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ashmore Emerging Markets Tri Asset Fund Limited

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Guernsey

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    7,104,282

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    7,104,282

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    7,104,282

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    2.1%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO


SCHEDULE 13D

 

CUSIP No. 307325100   Page 20 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ashmore Emerging Markets High Yield Plus Fund Limited

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Guernsey

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    2,617,367

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    2,617,367

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    2,617,367

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    0.8%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    OO


SCHEDULE 13D

 

CUSIP No. 307325100   Page 21 of 74 Pages

 

  1   

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

 

Ashmore Global Special Situations Fund 5 Limited Partnership

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)

(a)  ¨        (b)  x

 

  3  

SEC USE ONLY

 

  4  

SOURCE OF FUNDS (See Instructions)

 

    OO

  5  

CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)    ¨

 

  6  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

    Guernsey

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

     7    

SOLE VOTING POWER

 

    0

     8   

SHARED VOTING POWER

 

    5,608,644

     9   

SOLE DISPOSITIVE POWER

 

    0

   10   

SHARED DISPOSITIVE POWER

 

    5,608,644

11  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

    5,608,644

12  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions)    ¨

 

13  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)

 

    1.6%

14  

TYPE OF REPORTING PERSON (See Instructions)

 

    PN


SCHEDULE 13D

 

Item 1. Security and Issuer.

This Statement on Schedule 13D (this “Schedule 13D”) relates to the shares of common stock, par value $0.001 per share (the “Common Shares”) of Far East Energy Corporation, a company organized under the laws of the State of Nevada (the “Issuer”). The principal executive offices of the Issuer are located at 363 N. Sam Houston Parkway East, Suite 380, Houston, Texas 77060.

 

Item 2. Identity and Background.

This Schedule 13D is being filed by each of the persons set forth in Schedule A hereto (collectively, the “Reporting Persons”). Each Reporting Person’s jurisdiction of organization, principal business and principal business address are set forth in Schedule A and are incorporated herein by reference.

The name, business address, present principal occupation or employment and citizenship of each of the directors, executive officers and partners (as applicable) of the Reporting Persons are set forth in Schedule B hereto and are incorporated herein by reference.

During the last five years, none of the Reporting Persons nor, to the best of their knowledge, any of the persons listed in Schedule B hereto has been: (i) convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or (ii) a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.

The Reporting Persons have entered into a Joint Filing Agreement on January 25, 2013 (the “Joint Filing Agreement”), pursuant to which they have agreed to file this Schedule 13D jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended (the “Exchange Act”). A copy of the Joint Filing Agreement is attached hereto as Exhibit A.

 

Item 3. Source and Amount of Funds or Other Consideration.

On January 14, 2013, certain of the Reporting Persons named therein (the “Purchasers”), the Issuer and Far East Energy (Bermuda), Ltd., a wholly-owned subsidiary of the Issuer (“FEEB”), entered into a Securities Purchase Agreement (the “Securities Purchase Agreement”), a copy of which is attached hereto as Exhibit B. The description of the Securities Purchase Agreement contained herein is qualified in its entirety by reference to Exhibit B, which is incorporated herein by reference.

Subscription of Senior Secured Notes and Warrants

Pursuant to the Securities Purchase Agreement, the Purchasers agreed to subscribe for and purchase from FEEB, and FEEB and the Issuer agreed to issue and sell to the Purchasers,


Senior Secured Notes due 2016 of FEEB in the aggregate principal amount of $60,000,000 (the “Notes”) and 56,086,439 warrants (the “Warrants”) of the Issuer to purchase the number of Common Shares representing 15% of the Common Shares on a fully-diluted basis as of immediately after the issuance of the Notes and the Warrants (the “Closing”).

On January 15, 2013 (the “Closing Date”), the Purchasers subscribed for and purchased Notes and Warrants in the amounts set forth in Schedule C, which are incorporated herein by reference. The funds for the subscription price for the Notes and Warrants were obtained by the Purchasers from their general investment funds.

On the Closing Date, FEEB and certain other parties named therein entered into an Indenture, a copy of which is attached hereto as Exhibit C, in respect of the issuance of the Note. The terms and provisions of the Indenture are incorporated herein by reference.

On the Closing Date, the Issuer and Continental Stock Transfer & Trust Company, a warrant agent, entered into a Warrant Agreement (the “Warrant Agreement”), a copy of which is attached hereto as Exhibit D. The description of the Warrant Agreement contained herein is qualified in its entirety by reference to Exhibit D, which is incorporated herein by reference.

The Warrants are immediately exercisable and expire on December 31, 2017. Each Warrant will, subject to adjustment in accordance with its terms, be exercisable to purchase one Common Share at a price equal to $0.085. The Purchasers expect to obtain the funds for the purchase price payable upon the exercise of the Warrants from their general investment funds.

A Warrant does not entitle the registered holder thereof to any of the rights of a stockholder of the Issuer, including, without limitation, the right to receive dividends or other distributions, exercise any preemptive rights to vote or to consent or to receive notice as stockholders in respect of the meetings of stockholders or the election of directors of the Issuer.

 

Item 4. Purpose of Transaction.

The information set forth in Item 3 is hereby incorporated by reference in this Item 4.

Registration Rights Agreement

On the Closing Date, the Issuer and the Purchasers entered into a Registration Rights Agreement (the “Registration Rights Agreement”), a copy of which is attached as Exhibit E hereto, pursuant to which the Issuer has agreed to provide the Purchasers with certain registration rights in respect of the Warrants held by the Purchasers.

The Issuer has agreed to file, within 210 days following the Closing Date, a registration statement with the Securities and Exchange Commission (the “SEC”) in respect of the Common Shares issuable upon exercise of the Warrants.

If, at any time, the Issuer files a registration statement with the SEC, the Purchasers will be entitled, subject to certain exceptions, to exercise “piggyback” registration rights requiring the Issuer to include in any such registration that number of Common Shares held by the Purchasers as the Purchasers may request, subject to certain prescribed limitations provided


in the Registration Rights Agreement. The Issuer may, on a limited number of occasions, and in certain prescribed circumstances, delay the filing or effectiveness of any registration statement required to be filed pursuant to the Registration Rights Agreement.

The description of the Registration Rights Agreement contained herein is qualified in its entirety by reference to Exhibit E, which is incorporated herein by reference.

Although the Reporting Persons have no present intention to acquire securities of the Issuer other than the purchase of Common Shares issuable upon exercise of the Warrants pursuant to the terms of the Warrant Agreement, they intend to review their investment on a regular basis and, as a result thereof, may at any time or from time to time determine, either alone or as part of a group, (i) to acquire additional securities of the Issuer, through open market purchases, privately negotiated transactions or otherwise, (ii) to dispose of all or a portion of the securities of the Issuer owned by them in the open market, in privately negotiated transactions or otherwise, or (iii) to take any other available course of action, which could involve one or more of the types of transactions or have one or more of the results described in the next paragraph of this Item 4. Any such acquisition or disposition or other transaction would be made in compliance with all applicable laws and regulations. Notwithstanding anything contained herein, each of the Reporting Persons specifically reserves the right to change its intention with respect to any or all of such matters. In reaching any decision as to its course of action (as well as to the specific elements thereof), each of the Reporting Persons currently expects that it would take into consideration a variety of factors, including, but not limited to, the following: the Issuer’s business and prospects; other developments concerning the Issuer and its businesses generally; other business opportunities available to the Reporting Persons; changes in law and government regulations; general economic conditions; and money and stock market conditions, including the market price of the securities of the Issuer.

Except as set forth in this Schedule 13D, the Reporting Persons have no present plans or proposals which relate to or would result in:

 

  a. The acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer;

 

  b. An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries;

 

  c. A sale or transfer of a material amount of assets of the Issuer or of any of its subsidiaries;

 

  d. Any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board;

 

  e. Any material change in the present capitalization or dividend policy of the Issuer;

 

  f. Any other material change in the Issuer’s business or corporate structure;


  g. Changes in the Issuer’s charter, bylaws or instruments corresponding thereto or other actions which may impede the acquisition of control of the Issuer by any person;

 

  h. Causing a class of securities of the Issuer being delisted from a national securities exchange or ceasing to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association;

 

  i. A class of equity securities of the Issuer becoming eligible for termination of registration pursuant to Section 12(g)(4) of the Exchange Act; or

 

  j. Any action similar to any of those enumerated above.

 

Item 5. Interest in Securities of the Issuer.

The responses of the Reporting Persons to Rows (7) through (13) of the cover pages of this Schedule 13D and the information set forth in Items 3 and 4 are hereby incorporated by reference in this Item 5.

Pursuant to the Securities Purchase Agreement, on the Closing Date, the Purchasers acquired the Warrants, which are exercisable to purchase 56,086,439 Common Shares, subject to adjustment. Each of the Reporting Persons is deemed to beneficially own the number of Common Shares set forth in Row (11) of the cover page in relation to such Reporting Person, representing the percentage of Common Shares set forth in Row (13) of such cover page. The Reporting Persons, in the aggregate, are deemed to beneficially own 56,086,439 Common Shares which, assuming the exercise of all the Warrants on the Closing Date, would represent 16.3% of the outstanding Common Shares.

The percentages of the Common Shares identified pursuant to Item 1 beneficially owned by each of the Reporting Persons are based on 344,785,689 Common Shares outstanding as of January 14, 2013 as provided by the Issuer.

Except as disclosed in this Schedule 13D, none of the Reporting Persons nor, to the best of their knowledge, any of the persons listed in Schedule B hereto, (a) beneficially owns any Common Shares or has the right to acquire any Common Shares; (b) presently has the power to vote or to direct the vote or to dispose or direct the disposition of any of the Common Shares which they may be deemed to beneficially own; and (c) has effected any transaction in the Common Shares in the 60 days preceding the date of this Schedule 13D.

 

Item 6. Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer.

The information set forth in Items 3 and 4 is hereby incorporated by reference in this Item 6.

Except as described above or elsewhere in this Schedule 13D or incorporated by reference in this Schedule 13D, there are no contracts, arrangements, understandings or relationships (legal or otherwise) between any Reporting Person or, to the best of their


knowledge, any of the persons named in Schedule B hereto, or between any Reporting Person and any other person or, to the best of their knowledge, any person named in Schedule B hereto and any other person with respect to any securities of the Issuer, including, but not limited to, transfer or voting of any securities, finder’s fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or losses, or the giving or withholding of proxies.

 

Item 7. Materials to be Filed as Exhibits.

 

Exhibit
No.
   Description

A

   Joint Filing Agreement, dated January 25, 2013, by and among Ashmore Group plc; Ashmore Investment Management Limited; Ashmore Investments (UK) Limited; Asset Holder PCC Limited in respect of Ashmore Emerging Markets Liquid Investment Portfolio; Ashmore Emerging Markets Debt Fund; Ashmore Emerging Markets Debt and Currency Fund Limited; Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Total Return Fund; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund II; Stichting Pensioenfonds Van de Metalektro; Ashmore SICAV Emerging Markets Debt Fund; Global High Yield, a sub-fund of Mediolanum Best Brands; Ashmore Growing Multi-Strategy Fund Limited; Ashmore Emerging Markets Corporate High Yield Fund Limited; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Corporate Debt Fund; Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Corporate Debt Fund; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Asian Corporate Debt Fund; Ashmore Emerging Markets Tri Asset Fund Limited; Ashmore Emerging Markets High Yield Plus Fund Limited; and Ashmore Global Special Situations Fund 5 Limited Partnership

B*

   Securities Purchase Agreement, dated January 14, 2013, by and among Far East Energy Corporation; Far East Energy (Bermuda), Ltd.; Asset Holder PCC Limited in respect of Ashmore Emerging Markets Liquid Investment Portfolio; Ashmore Emerging Markets Debt Fund; Ashmore Emerging Markets Debt and Currency Fund Limited; Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Total Return Fund; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund; Ashmore SICAV in respect of Ashmore SICAV


   Emerging Markets Total Return Fund II; Stichting Pensioenfonds Van de Metalektro; Ashmore SICAV Emerging Markets Debt Fund; Global High Yield, a sub-fund of Mediolanum Best Brands; Ashmore Growing Multi-Strategy Fund Limited; Ashmore Emerging Markets Corporate High Yield Fund Limited; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Corporate Debt Fund; Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Corporate Debt Fund; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Asian Corporate Debt Fund; Ashmore Emerging Markets Tri Asset Fund Limited; Ashmore Emerging Markets High Yield Plus Fund Limited; and Ashmore Global Special Situations Fund 5 Limited Partnership

C*

   Indenture, dated January 15, 2013, by and among Far East Energy (Bermuda), Ltd., Far East Energy Corporation and Wells Fargo Bank, National Association, as Trustee and Collateral Agent

D*

   Warrant Agreement, dated January 15, 2013, by and between Far East Energy Corporation and Continental Stock Transfer & Trust Company

E*

   Registration Rights Agreement, dated January 15, 2013, by and among Far East Energy Corporation; Asset Holder PCC Limited in respect of Ashmore Emerging Markets Liquid Investment Portfolio; Ashmore Emerging Markets Debt Fund; Ashmore Emerging Markets Debt and Currency Fund Limited; Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Total Return Fund; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund II; Stichting Pensioenfonds Van de Metalektro; Ashmore SICAV Emerging Markets Debt Fund; Global High Yield, a sub-fund of Mediolanum Best Brands; Ashmore Growing Multi-Strategy Fund Limited; Ashmore Emerging Markets Corporate High Yield Fund Limited; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Corporate Debt Fund; Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Corporate Debt Fund; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Asian Corporate Debt Fund; Ashmore


   Emerging Markets Tri Asset Fund Limited; Ashmore Emerging Markets High Yield Plus Fund Limited; and Ashmore Global Special Situations Fund 5 Limited Partnership

 

* Filed as an Exhibit to the Form 8-K filed by the Issuer on January 18, 2013


POWER OF ATTORNEY

Each person whose signature appears below constitutes and appoints Ashmore Investment Management Limited its true and lawful attorney-in-fact and agent, with full power of substitution and re-substitution, to sign in any and all capacities any and all amendments to this statement on Schedule 13D and to file these amendments and all exhibits to them with the Securities and Exchange Commission, granting to such attorneys-in-fact and agents, and each of them, full power and authority to do all other acts and execute all other documents that they, or any of them, deem necessary or desirable in connection with the foregoing, as fully as the undersigned might or could do in person.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Dated:

January 25, 2013

 

ASHMORE GROUP PLC
By:  

/s/ Michael Perman

  Name:   Michael Perman
  Title:   Company Secretary
ASHMORE INVESTMENT MANAGEMENT LIMITED
By:  

/s/ Michael Perman

  Name:   Michael Perman
  Title:   Company Secretary
ASHMORE INVESTMENTS (UK) LIMITED
By:  

/s/ Michael Perman

  Name:   Michael Perman
  Title:   Company Secretary


NORTHERN TRUST (GUERNSEY) LIMITED

AS CUSTODIAN AND AGENT FOR

ASSET HOLDER PCC LIMITED IN RESPECT OF ASHMORE EMERGING MARKETS LIQUID INVESTMENT PORTFOLIO

By:  

/s/ Sarah Brouard

  Name:   Sarah Brouard
  Title:   Authorized Person
By:  

/s/ George Spalding

  Name:   George Spalding
  Title:   Authorized Person

NORTHERN TRUST COMPANY, LONDON BRANCH

AS CUSTODIAN AND AGENT FOR

ASHMORE EMERGING MARKETS DEBT FUND

By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person


NORTHERN TRUST (GUERNSEY) LIMITED

AS CUSTODIAN AND AGENT FOR

ASHMORE EMERGING MARKETS DEBT AND CURRENCY FUND LIMITED

By:  

/s/ Sarah Brouard

  Name:   Sarah Brouard
  Title:   Authorized Person
By:  

/s/ George Spalding

  Name:   George Spalding
  Title:   Authorized Person

NORTHERN TRUST COMPANY, LONDON BRANCH

AS CUSTODIAN AND AGENT FOR

ASHMORE FUNDS, A MASSACHUSETTS BUSINESS TRUST, ON BEHALF OF ASHMORE EMERGING MARKETS TOTAL RETURN FUND

By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person


NORTHERN TRUST GLOBAL SERVICES LIMITED, LUXEMBOURG BRANCH

AS CUSTODIAN AND AGENT FOR

ASHMORE SICAV IN RESPECT OF ASHMORE SICAV EMERGING MARKETS TOTAL RETURN FUND

By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person

NORTHERN TRUST GLOBAL SERVICES LIMITED, LUXEMBOURG BRANCH

AS CUSTODIAN AND AGENT FOR

ASHMORE SICAV IN RESPECT OF ASHMORE SICAV EMERGING MARKETS TOTAL RETURN FUND II

By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person

NORTHERN TRUST COMPANY, LONDON BRANCH

AS CUSTODIAN AND AGENT FOR

STICHTING PENSIOENFONDS VAN DE METALEKTRO

By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person


NORTHERN TRUST GLOBAL SERVICES LIMITED, LUXEMBOURG BRANCH

AS CUSTODIAN AND AGENT FOR

ASHMORE SICAV EMERGING MARKETS DEBT FUND

By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person

ASHMORE INVESTMENT MANAGEMENT LIMITED

AS PORTFOLIO MANAGER FOR

GLOBAL HIGH YIELD, A SUB-FUND OF MEDIOLANUM BEST BRANDS

By:  

/s/ Alexandra Autrey

  Name:   Alexandra Autrey
  Title:   Authorized Person

NORTHERN TRUST (GUERNSEY) LIMITED

AS CUSTODIAN AND AGENT FOR

ASHMORE GROWING MULTI-STRATEGY FUND LIMITED

By:  

/s/ Sarah Brouard

  Name:   Sarah Brouard
  Title:   Authorized Person
By:  

/s/ George Spalding

  Name:   George Spalding
  Title:   Authorized Person


NORTHERN TRUST (GUERNSEY) LIMITED

AS CUSTODIAN AND AGENT FOR

ASHMORE EMERGING MARKETS CORPORATE HIGH YIELD FUND LIMITED

By:  

/s/ Sarah Brouard

  Name:   Sarah Brouard
  Title:   Authorized Person
By:  

/s/ George Spalding

  Name:   George Spalding
  Title:   Authorized Person

NORTHERN TRUST GLOBAL SERVICES LIMITED, LUXEMBOURG BRANCH

AS CUSTODIAN AND AGENT FOR

ASHMORE SICAV IN RESPECT OF ASHMORE SICAV EMERGING MARKETS CORPORATE DEBT FUND

By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person


NORTHERN TRUST COMPANY, LONDON BRANCH

AS CUSTODIAN AND AGENT FOR

ASHMORE FUNDS, A MASSACHUSETTS BUSINESS TRUST, ON BEHALF OF ASHMORE EMERGING MARKETS CORPORATE DEBT FUND

By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person

NORTHERN TRUST GLOBAL SERVICES LIMITED, LUXEMBOURG BRANCH

AS CUSTODIAN AND AGENT FOR

ASHMORE SICAV IN RESPECT OF ASHMORE SICAV EMERGING MARKETS ASIAN CORPORATE DEBT FUND

By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person


NORTHERN TRUST (GUERNSEY) LIMITED

AS CUSTODIAN AND AGENT FOR

ASHMORE EMERGING MARKETS TRI ASSET FUND LIMITED

By:  

/s/ Sarah Brouard

  Name:   Sarah Brouard
  Title:   Authorized Person
By:  

/s/ George Spalding

  Name:   George Spalding
  Title:   Authorized Person

NORTHERN TRUST (GUERNSEY) LIMITED

AS CUSTODIAN AND AGENT FOR

ASHMORE EMERGING MARKETS HIGH YIELD PLUS FUND LIMITED

By:  

/s/ Sarah Brouard

  Name:   Sarah Brouard
  Title:   Authorized Person
By:  

/s/ George Spalding

  Name:   George Spalding
  Title:   Authorized Person


NORTHERN TRUST (GUERNSEY) LIMITED

AS CUSTODIAN AND AGENT FOR

ASHMORE GLOBAL SPECIAL SITUATIONS FUND 5 LIMITED PARTNERSHIP

By:  

/s/ Sarah Brouard

  Name:   Sarah Brouard
  Title:   Authorized Person
By:  

/s/ George Spalding

  Name:   George Spalding
  Title:   Authorized Person


SCHEDULE A

Reporting Persons

 

Reporting Person

 

Jurisdiction of
Organization

 

Principal Business

 

Principal Business Address

Ashmore Group plc (“Ashmore Group”)   England and Wales   Ashmore Group is a holding company and some of its subsidiaries provide management, investment management and advisory services to open and closed-ended investment funds, segregated accounts and other investment vehicles. Other than its directors, executive officers and shareholders, there are no persons controlling or ultimately in control of Ashmore Group.   61 Aldwych, London WC2B 4AE, United Kingdom
Ashmore Investment Management Limited (“AIML”)   England and Wales   AIML is authorized and regulated by the UK Financial Services Authority pursuant to the Financial Services and Markets Act 2000. AIML is a professional investment manager and provides investment management services with respect to the Purchasers.   61 Aldwych, London WC2B 4AE, United Kingdom

Ashmore Investments (UK) Limited

(“AI(UK)L”)

  England and Wales   AI(UK)L is the parent company of AIML. AI(UK)L is an intermediate holding company and a wholly-owned subsidiary of Ashmore Group.   61 Aldwych, London WC2B 4AE, United Kingdom
Asset Holder PCC Limited in respect of Ashmore Emerging Markets Liquid Investment Portfolio (“EMLIP”)   Guernsey   EMLIP is a protected cell (segregated class of shares) of Asset Holder PCC Limited (a protected cell company) and has been authorized by the Guernsey Financial Services Commission (“GFSC”) as a Class B Collective Investment Scheme.   Trafalgar Court, Les Banques, St Peter Port, Guernsey, GY1 3QL


Reporting Person

 

Jurisdiction of
Organization

 

Principal Business

 

Principal Business Address

Ashmore Emerging Markets Debt Fund (“AEMDF”)   Cayman Islands   AEMDF is a limited liability company set up for investments in emerging market countries.   c/o International Management Services Ltd, Harbour Centre, 4th Floor, North Church Street, P.O. Box 61GT, George Town, Grand Cayman, Cayman Islands
Ashmore Emerging Markets Debt and Currency Fund Limited (“AEMDCF”)   Guernsey   AEMDCF is an open-ended investment company with limited liability and has been authorized by the GFSC as a Class B Collective Investment Scheme.   Trafalgar Court, Les Banques, St Peter Port, Guernsey, GY1 3QL
Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Total Return Fund (“USTRF”)   Massachusetts   USTRF is a sub fund of Ashmore Funds, a business trust which is a US registered investment company.   c/o Ashmore Investment Management Limited, 61 Aldwych, London, WC2B 4AE
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund (“SICTRF”)   Luxembourg   SICTRF is a sub fund of Ashmore SICAV, an investment company organized under Luxembourg law as a société anonyme qualifying as a société d’investissement à capital variable and UCITS III compliant.   2 Rue Albert Borschette, L-1246 Luxembourg


Reporting Person

 

Jurisdiction of
Organization

 

Principal Business

 

Principal Business Address

Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund II (“SICTRF2”)   Luxembourg   SICTRF2 is a sub fund of Ashmore SICAV, an investment company organized under Luxembourg law as a société anonyme qualifying as a société d’investissement à capital variable and UCITS III compliant.   2 Rue Albert Borschette, L-1246 Luxembourg
Stichting Pensioenfonds Van de Metalektro (“PME”)   Netherlands   PME is a Dutch pension fund.   Folkstoneweg 38, 118LM Schiphol Zuidoost, Amsterdam, The Netherlands
Ashmore SICAV Emerging Markets Debt Fund (“SICAV1”)   Luxembourg   SICAV1 is a sub fund of Ashmore SICAV, an investment company organized under Luxembourg law as a société anonyme qualifying as a société d’investissement à capital variable and UCITS III compliant.   2 Rue Albert Borschette, L-1246 Luxembourg
Global High Yield, a sub-fund of Mediolanum Best Brands (“TOPMAN”)   Ireland   TOPMAN is a sub-fund of the Mediolanum Best Brands, an Irish UCITS III fund.   Iona Building, Block B, 4th Floor, Shelbourne Road, Dublin 4, Ireland
Ashmore Growing Multi-Strategy Fund Limited (“AGMSF”)   Guernsey   AGMSF is an open-ended investment company with limited liability authorized by the GFSC as a Class B Collective Investment Scheme.   Trafalgar Court, Les Banques, St Peter Port, Guernsey, GY1 3GL


Reporting Person

 

Jurisdiction of
Organization

 

Principal Business

 

Principal Business Address

Ashmore Emerging Markets Corporate High Yield Fund Limited (“AEMCHY”)   Guernsey   AEMCHY is an open-ended investment company with limited liability authorized by the GFSC as a Class B Collective Investment Scheme.   Trafalgar Court, Les Banques, St Peter Port, Guernsey, GY1 3QL
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Corporate Debt Fund (“SICCDF”)   Luxembourg   SICCDF is a sub fund of Ashmore SICAV, an investment company organized under Luxembourg law as a société anonyme qualifying as a société d’investissement à capital variable and UCITS III compliant.   2 Rue Albert Borschette, L-1246 Luxembourg
Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Corporate Debt Fund (“USCDF”)   Massachusetts   USCDF is a sub fund of Ashmore Funds, a business trust which is a US registered investment company.   c/o Ashmore Investment Management Limited, 61 Aldwych, London, WC2B 4AE
Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Asian Corporate Debt Fund (“SICACDF”)   Luxembourg   SICACDF is a sub fund of Ashmore SICAV, an investment company organized under Luxembourg law as a société anonyme qualifying as a société d’investissement à capital variable and UCITS III compliant.   2 Rue Albert Borschette, L-1246 Luxembourg
Ashmore Emerging Markets Tri Asset Fund Limited (“AEMTAF”)   Guernsey   AEMTAF is an open-ended investment company with limited liability authorized by the GFSC as a Class B Collective Investment Scheme.   Trafalgar Court, Les Banques, St Peter Port, Guernsey, GY1 3QL


Reporting Person

 

Jurisdiction of
Organization

 

Principal Business

 

Principal Business Address

Ashmore Emerging Markets High Yield Plus Fund Limited (“AEMHYP”)   Guernsey   AEMHYP is an open-ended investment company with limited liability authorized by the GFSC as a Class B Collective Investment Scheme.   Trafalgar Court, Les Banques, St Peter Port, Guernsey, GY1 3QL
Ashmore Global Special Situations Fund 5 Limited Partnership (“GSSF5”)   Guernsey   GSSF5 is part of a series of dedicated global special situations funds set up for investments in special situations in emerging market countries and to extract value from specific corporate restructurings.   Trafalgar Court, Les Banques, St Peter Port, Guernsey, GY1 3QL


SCHEDULE B

Directors and Executive Officers of the Reporting Persons

Ashmore Group

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Michael Benson   Investment Manager   c/o 61 Aldwych, London, WC2B 4AE, United Kingdom    British
Melda Donnelly   Chartered Accountant   c/o 61 Aldwych, London, WC2B 4AE, United Kingdom    Australian
Nick Land   Chartered Accountant   c/o 61 Aldwych, London, WC2B 4AE, United Kingdom    British
Simon Fraser   Investment Manager   c/o 61 Aldwych, London, WC2B 4AE, United Kingdom    British
Executive Officers       
Mark Coombs   Chief Executive Officer of Ashmore Group   Ashmore Investment Management Limited, 61 Aldwych, London, WC2B 4AE, United Kingdom    British
Graeme Dell   Finance Director of Ashmore Group   Ashmore Investment Management Limited, 61 Aldwych, London, WC2B 4AE, United Kingdom    British


AIML

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Mark Coombs   Chief Executive Officer of Ashmore Group   Ashmore Investment Management Limited, 61 Aldwych, London, WC2B 4AE, United Kingdom    British
Graeme Dell   Finance Director of Ashmore Group   Ashmore Investment Management Limited, 61 Aldwych, London, WC2B 4AE, United Kingdom    British
Executive Officers       
Mark Coombs   Chief Executive Officer of Ashmore Group   Ashmore Investment Management Limited, 61 Aldwych, London, WC2B 4AE, United Kingdom    British
Graeme Dell   Finance Director of Ashmore Group   Ashmore Investment Management Limited, 61 Aldwych, London, WC2B 4AE, United Kingdom    British


AI(UK)L

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Mark Coombs   Chief Executive Officer of Ashmore Group   Ashmore Investment Management Limited, 61 Aldwych, London, WC2B 4AE, United Kingdom    British
Graeme Dell   Finance Director of Ashmore Group   Ashmore Investment Management Limited, 61 Aldwych, London, WC2B 4AE, United Kingdom    British
Executive Officers       
Mark Coombs   Chief Executive Officer of Ashmore Group   Ashmore Investment Management Limited, 61 Aldwych, London, WC2B 4AE, United Kingdom    British
Graeme Dell   Finance Director of Ashmore Group   Ashmore Investment Management Limited, 61 Aldwych, London, WC2B 4AE, United Kingdom    British


EMLIP

Note: EMLIP is a cell of a unit trust and therefore has no directors or executive officers. The details set forth below are in respect of Asset Holder PCC Limited.

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Michael Moody   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    British
Victor Holmes   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    Guernsey
Nigel Carey   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    Guernsey

Note: This company does not have executive officers.


AEMDF

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Sarah Kelly   Independent Director   P.O. Box 61, Grand Cayman KY1-1102, Cayman Islands    British
Martin Lang   Independent Director   PO Box 12107, Grand Cayman, KY1-1010, Cayman Islands    British
Michael Moody   Executive of Ashmore Investment Management Limited   c/o Ashmore Investment Management Limited, 61 Aldwych, London, WC2B 4AE, United Kingdom    British

Note: This company does not have executive officers.


AEMDCF

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Michael Moody   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    British
Victor Holmes   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    Guernsey
Nigel Carey   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    Guernsey

Note: This company does not have executive officers.


USTRF

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Trustees       
Yeelong Balladon   Freshfields Bruckhaus Deringer from 1982 to 2009 (Partner from 1999)   7224 Aynsley Lane, McLean, VA 22102    American
George Gorman   George J. Gorman LLC (consulting firm)   17 Sunset Path, Sudbury, MA 01776    American
Michael Chamberlin   Executive Director, Emerging Markets Trading Association   Emerging Markets Trading Association, 360 Madison Ave., 17th Floor, New York, N.Y. 10017    American
George Grunebaum (Interested Trustee; President and Chief Executive Officer)   Chief Executive Officer   Ashmore Investment Management (US) Corporation, 122 East 42nd Street, 50th Floor, New York, NY 10168    American
Martin Tully (Interested Trustee)   Senior Operations Manager   Ashmore Investment Management Limited, 61 Aldwych, London, WC2B 4AE, United Kingdom    British

Note: This company does not have directors or executive officers.


SICTRF

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Michael Moody   Executive of Ashmore Investment Management Limited   c/o Ashmore Investment Management Limited, 61 Aldwych, London WC2B 4AE, United Kingdom    British
Claude Kremer   Partner, law firm Arendt & Medernach   Arendt & Medernach 14, rue Erasme L-2082 Luxembourg    Luxembourg
Steve David   Managing Director, Northern Trust Luxembourg Management Company S.A   Northern Trust Luxembourg 2, Rue Albert Borschette L-1246 Luxembourg    Luxembourg

Note: This company does not have executive officers.


SICTRF2

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Michael Moody   Executive of Ashmore Investment Management Limited   c/o Ashmore Investment Management Limited, 61 Aldwych, London WC2B 4AE, United Kingdom    British
Claude Kremer   Partner, law firm Arendt & Medernach   Arendt & Medernach 14, rue Erasme L-2082 Luxembourg    Luxembourg
Steve David   Managing Director - Northern Trust Luxembourg Management Company S.A   Northern Trust Luxembourg 2, Rue Albert Borschette L-1246 Luxembourg    Luxembourg

Note: This company does not have executive officers.


PME

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Pieter Swart   Director   Folkstoneweg 38, 1118LM Schiphol (Amsterdam), the Netherlands    Dutch
Jan Berghuis   Director   Folkstoneweg 38, 1118LM Schiphol (Amsterdam), the Netherlands    Dutch
Wouter Mudde   Director   Folkstoneweg 38, 1118LM Schiphol (Amsterdam), the Netherlands    Dutch
Jos Brocken   Director   Folkstoneweg 38, 1118LM Schiphol (Amsterdam), the Netherlands    Dutch
Hendrik Kroezen   Director   Folkstoneweg 38, 1118LM Schiphol (Amsterdam), the Netherlands    Dutch
René van de Kieft   Director   Folkstoneweg 38, 1118LM Schiphol (Amsterdam), the Netherlands    Dutch
Frans-Willem Briët   Director   Folkstoneweg 38, 1118LM Schiphol (Amsterdam), the Netherlands    Dutch
Dries Nagtegaal   Director   Folkstoneweg 38, 1118LM Schiphol (Amsterdam), the Netherlands    Dutch
Geert van Til   Owner/Director   Folkstoneweg 38, 1118LM Schiphol (Amsterdam), the Netherlands    Dutch
Ivo Slikkerveer   Senior Pension Adviser   Folkstoneweg 38, 1118LM Schiphol (Amsterdam), the Netherlands    Dutch

Note: This company does not have executive officers.


SICAV1

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Michael Moody   Executive of Ashmore Investment Management Limited   c/o Ashmore Investment Management Limited, 61 Aldwych, London WC2B 4AE, United Kingdom    British
Claude Kremer   Partner, law firm Arendt & Medernach   Arendt & Medernach 14, rue Erasme L-2082 Luxembourg    Luxembourg
Steve David   Managing Director - Northern Trust Luxembourg Management Company S.A   Northern Trust Luxembourg 2, Rue Albert Borschette L-1246 Luxembourg    Luxembourg

Note: This company does not have executive officers.


TOPMAN

Note: TOPMAN does not have a board of directors. The details below are in respect of its manager, Mediolanum International Funds Limited.

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Corrado Bocca   MIFL Group employee   Iona Building, Block B, 4th Floor, Shelbourne Road, Dublin 4, Ireland    Italian
Vittorio Gaudio   MIFL Group employee   Iona Building, Block B, 4th Floor, Shelbourne Road, Dublin 4, Ireland    Italian
Furio Pietribiasi   MIFL Group employee   Iona Building, Block B, 4th Floor, Shelbourne Road, Dublin 4, Ireland    Italian
Andrew Bates   Commercial Lawyer   Iona Building, Block B, 4th Floor, Shelbourne Road, Dublin 4, Ireland    Irish
Browyn Wright   Investment Professional   Iona Building, Block B, 4th Floor, Shelbourne Road, Dublin 4, Ireland    Irish
Wyndham Williams   Investment Professional   Iona Building, Block B, 4th Floor, Shelbourne Road, Dublin 4, Ireland    Irish
John L Mahon   Investment Professional   Iona Building, Block B, 4th Floor, Shelbourne Road, Dublin 4, Ireland    Irish

Note: This company does not have executive officers.


AGMSF

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Michael Moody   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    British
Victor Holmes   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    Guernsey
Nigel Carey   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    Guernsey

Note: This company does not have executive officers.


AEMCHY

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Michael Moody   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    British
Victor Holmes   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    Guernsey
Nigel Carey   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    Guernsey

Note: This company does not have executive officers.


SICCDF

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Michael Moody   Executive of Ashmore Investment Management Limited   c/o Ashmore Investment Management Limited, 61 Aldwych, London, WC2B 4AE, United Kingdom    British
Claude Kremer   Partner, law firm Arendt & Medernach   Arendt & Medernach 14, rue Erasme L-2082 Luxembourg    Luxembourg
Steve David   Managing Director - Northern Trust Luxembourg Management Company S.A   Northern Trust Luxembourg 2, Rue Albert Borschette L-1246 Luxembourg    Luxembourg

Note: This company does not have executive officers.


USCDF

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Trustees       
Yeelong Balladon   Freshfields Bruckhaus Deringer from 1982 to 2009 (Partner from 1999)   7224 Aynsley Lane McLean, VA 22102    American
George Gorman   George J. Gorman LLC (consulting firm)   17 Sunset Path, Sudbury, MA 01776    American
Michael Chamberlin   Executive Director, Emerging Markets Trading Association   Emerging Markets Trading Association, 360 Madison Ave., 17th Floor, New York, N.Y. 10017    American
George Grunebaum (Interested Trustee; President and Chief Executive Officer)   Chief Executive Officer   Ashmore Investment Management (US) Corporation 122 East 42nd Street, 50th Floor, New York, NY 10168    American
Martin Tully (Interested Trustee)   Senior Operations   Ashmore Investment Management Limited, 61 Aldwych, London, WC2B 4AE, United Kingdom    British

Note: This company does not have executive officers.


SICACDF

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Michael Moody   Executive of Ashmore Investment Management Limited   c/o Ashmore Investment Management Limited, 61 Aldwych, London, WC2B 4AE, United Kingdom    British
Claude Kremer   Partner, law firm Arendt & Medernach   Arendt & Medernach 14, rue Erasme L-2082 Luxembourg    Luxembourg
Steve David   Managing Director - Northern Trust Luxembourg Management Company S.A   Northern Trust Luxembourg 2, Rue Albert Borschette L-1246 Luxembourg    Luxembourg

Note: This company does not have executive officers.


AEMTAF

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Michael Moody   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    British
Victor Holmes   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    Guernsey
Nigel Carey   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    Guernsey

Note: This company does not have executive officers.


AEMHYP

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Michael Moody   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    British
Victor Holmes   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    Guernsey
Nigel Carey   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    Guernsey

Note: This company does not have executive officers.


GSSF5

Note: GSSF5 is a limited partnership and so does not have a board of directors. The details set forth below are in respect of its general partner, Ashmore Global Special Situations Fund 5 (GP) Limited.

 

Name

 

Present Principal Occupation

 

Business Address

  

Citizenship

Directors       
Michael Moody   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    British
Victor Holmes   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    Guernsey
Nigel Carey   Non-executive Director   Trafalgar Court, Les Banques, St Peter Port, Guernsey, Channel Islands    Guernsey

Note: We cannot disclose the identities of the limited partners as it is confidential information. This partnership does not have executive officers.


SCHEDULE C

SUBSCRIPTION OF NOTES AND WARRANTS

 

Reporting Person

   Notes ($ in Millions)      Warrants  

EMLIP

     10.00         9,347,740   

AEMDF

     4.70         4,393,438   

AEMDCF

     3.80         3,552,141   

USTRF

     1.40         1,308,684   

SICTRF

     0.30         280,432   

SICTRF2

     0.10         93,477   

PME

     0.90         841,297   

SICAV1

     1.10         1,028,251   

TOPMAN

     2.20         2,056,503   

AGMSF

     0.40         373,910   

AEMCHY

     11.90         11,123,810   

SICCDF

     6.30         5,889,076   

USCDF

     0.20         186,955   

SICACDF

     0.30         280,432   

AEMTAF

     7.60         7,104,282   

AEMHYP

     2.80         2,617,367   

GSSF5

     6.00         5,608,644   
  

 

 

    

 

 

 

Total

     60.00         56,086,439   
  

 

 

    

 

 

 


EXHIBIT INDEX

 

Exhibit
No.
   Description

A

   Joint Filing Agreement, dated January 25, 2013, by and among Ashmore Group plc; Ashmore Investment Management Limited; Ashmore Investments (UK) Limited; Asset Holder PCC Limited in respect of Ashmore Emerging Markets Liquid Investment Portfolio; Ashmore Emerging Markets Debt Fund; Ashmore Emerging Markets Debt and Currency Fund Limited; Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Total Return Fund; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund II; Stichting Pensioenfonds Van de Metalektro; Ashmore SICAV Emerging Markets Debt Fund; Global High Yield, a sub-fund of Mediolanum Best Brands; Ashmore Growing Multi-Strategy Fund Limited; Ashmore Emerging Markets Corporate High Yield Fund Limited; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Corporate Debt Fund; Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Corporate Debt Fund; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Asian Corporate Debt Fund; Ashmore Emerging Markets Tri Asset Fund Limited; Ashmore Emerging Markets High Yield Plus Fund Limited; and Ashmore Global Special Situations Fund 5 Limited Partnership

B*

   Securities Purchase Agreement, dated January 14, 2013, by and among Far East Energy Corporation; Far East Energy (Bermuda), Ltd.; Asset Holder PCC Limited in respect of Ashmore Emerging Markets Liquid Investment Portfolio; Ashmore Emerging Markets Debt Fund; Ashmore Emerging Markets Debt and Currency Fund Limited; Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Total Return Fund; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund II; Stichting Pensioenfonds Van de Metalektro; Ashmore SICAV Emerging Markets Debt Fund; Global High Yield, a sub-fund of Mediolanum Best Brands; Ashmore Growing Multi-Strategy Fund Limited; Ashmore Emerging Markets Corporate High Yield Fund Limited; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Corporate Debt Fund; Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Corporate Debt Fund; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Asian Corporate Debt Fund; Ashmore Emerging Markets Tri Asset Fund Limited; Ashmore Emerging Markets High Yield Plus Fund Limited; and Ashmore Global Special Situations Fund 5 Limited Partnership


C*

   Indenture, dated January 15, 2013, by and among Far East Energy (Bermuda), Ltd., Far East Energy Corporation and Wells Fargo Bank, National Association, as Trustee and Collateral Agent

D*

   Warrant Agreement, dated January 15, 2013, by and between Far East Energy Corporation and Continental Stock Transfer & Trust Company

E*

   Registration Rights Agreement, dated January 15, 2013, by and among Far East Energy Corporation; Asset Holder PCC Limited in respect of Ashmore Emerging Markets Liquid Investment Portfolio; Ashmore Emerging Markets Debt Fund; Ashmore Emerging Markets Debt and Currency Fund Limited; Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Total Return Fund; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Total Return Fund II; Stichting Pensioenfonds Van de Metalektro; Ashmore SICAV Emerging Markets Debt Fund; Global High Yield, a sub-fund of Mediolanum Best Brands; Ashmore Growing Multi-Strategy Fund Limited; Ashmore Emerging Markets Corporate High Yield Fund Limited; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Corporate Debt Fund; Ashmore Funds, a Massachusetts business trust, on behalf of Ashmore Emerging Markets Corporate Debt Fund; Ashmore SICAV in respect of Ashmore SICAV Emerging Markets Asian Corporate Debt Fund; Ashmore Emerging Markets Tri Asset Fund Limited; Ashmore Emerging Markets High Yield Plus Fund Limited; and Ashmore Global Special Situations Fund 5 Limited Partnership

 

* Filed as an Exhibit to the Form 8-K filed by the Issuer on January 18, 2013


EXHIBIT A

JOINT FILING AGREEMENT

The undersigned hereby agree that the statement on Schedule 13D, dated January 25, 2013, with respect to the shares of common stock, par value $0.0001 per share, of Far East Energy Corporation is, and any amendments thereto executed by each of us shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, as amended, and that this Agreement shall be included as an Exhibit to the Schedule 13D and each such amendment. Each of the undersigned agrees to be responsible for the timely filing of the Schedule 13D and any amendments thereto, and for the completeness and accuracy of the information concerning itself contained therein. This Agreement may be executed in any number of counterparts, all of which taken together shall constitute one and the same instrument.

IN WITNESS WHEREOF, the undersigned have executed this Agreement as of the 25th day of January, 2013.

 

ASHMORE GROUP PLC
By:  

/s/ Michael Perman

  Name:   Michael Perman
  Title:   Company Secretary
ASHMORE INVESTMENT MANAGEMENT LIMITED
By:  

/s/ Michael Perman

  Name:   Michael Perman
  Title:   Company Secretary
ASHMORE INVESTMENTS (UK) LIMITED
By:  

/s/ Michael Perman

  Name:   Michael Perman
  Title:   Company Secretary


NORTHERN TRUST (GUERNSEY) LIMITED
AS CUSTODIAN AND AGENT FOR
ASSET HOLDER PCC LIMITED IN RESPECT OF ASHMORE EMERGING MARKETS LIQUID INVESTMENT PORTFOLIO
By:  

/s/ Sarah Brouard

  Name:   Sarah Brouard
  Title:   Authorized Person
By:  

/s/ George Spalding

  Name:   George Spalding
  Title:   Authorized Person
NORTHERN TRUST COMPANY, LONDON BRANCH
AS CUSTODIAN AND AGENT FOR
ASHMORE EMERGING MARKETS DEBT FUND
By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person


NORTHERN TRUST (GUERNSEY) LIMITED
AS CUSTODIAN AND AGENT FOR
ASHMORE EMERGING MARKETS DEBT AND CURRENCY FUND LIMITED
By:  

/s/ Sarah Brouard

  Name:   Sarah Brouard
  Title:   Authorized Person
By:  

/s/ George Spalding

  Name:   George Spalding
  Title:   Authorized Person
NORTHERN TRUST COMPANY, LONDON BRANCH
AS CUSTODIAN AND AGENT FOR
ASHMORE FUNDS, A MASSACHUSETTS BUSINESS TRUST, ON BEHALF OF ASHMORE EMERGING MARKETS TOTAL RETURN FUND
By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person


NORTHERN TRUST GLOBAL SERVICES LIMITED, LUXEMBOURG BRANCH
AS CUSTODIAN AND AGENT FOR
ASHMORE SICAV IN RESPECT OF ASHMORE SICAV EMERGING MARKETS TOTAL RETURN FUND
By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person
NORTHERN TRUST GLOBAL SERVICES LIMITED, LUXEMBOURG BRANCH
AS CUSTODIAN AND AGENT FOR
ASHMORE SICAV IN RESPECT OF
ASHMORE SICAV EMERGING MARKETS TOTAL RETURN FUND II
By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person
NORTHERN TRUST COMPANY, LONDON BRANCH
AS CUSTODIAN AND AGENT FOR
STICHTING PENSIOENFONDS VAN DE METALEKTRO
By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person


NORTHERN TRUST GLOBAL SERVICES LIMITED, LUXEMBOURG BRANCH
AS CUSTODIAN AND AGENT FOR
ASHMORE SICAV EMERGING MARKETS DEBT FUND
By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person
ASHMORE INVESTMENT MANAGEMENT LIMITED
AS PORTFOLIO MANAGER FOR
GLOBAL HIGH YIELD, A SUB-FUND OF MEDIOLANUM BEST BRANDS
By:  

/s/ Alexandra Autrey

  Name:   Alexandra Autrey
  Title:   Authorized Person
NORTHERN TRUST (GUERNSEY) LIMITED
AS CUSTODIAN AND AGENT FOR
ASHMORE GROWING MULTI-STRATEGY FUND LIMITED
By:  

/s/ Sarah Brouard

  Name:   Sarah Brouard
  Title:   Authorized Person
By:  

/s/ George Spalding

  Name:   George Spalding
  Title:   Authorized Person


NORTHERN TRUST (GUERNSEY) LIMITED
AS CUSTODIAN AND AGENT FOR
ASHMORE EMERGING MARKETS CORPORATE HIGH YIELD FUND LIMITED
By:  

/s/ Sarah Brouard

  Name:   Sarah Brouard
  Title:   Authorized Person
By:  

/s/ George Spalding

  Name:   George Spalding
  Title:   Authorized Person
NORTHERN TRUST GLOBAL SERVICES LIMITED, LUXEMBOURG BRANCH
AS CUSTODIAN AND AGENT FOR
ASHMORE SICAV IN RESPECT OF ASHMORE SICAV EMERGING MARKETS CORPORATE DEBT FUND
By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person


NORTHERN TRUST COMPANY, LONDON BRANCH
AS CUSTODIAN AND AGENT FOR
ASHMORE FUNDS, A MASSACHUSETTS BUSINESS TRUST, ON BEHALF OF ASHMORE EMERGING MARKETS CORPORATE DEBT FUND
By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person
NORTHERN TRUST GLOBAL SERVICES LIMITED, LUXEMBOURG BRANCH
AS CUSTODIAN AND AGENT FOR
ASHMORE SICAV IN RESPECT OF ASHMORE SICAV EMERGING MARKETS ASIAN CORPORATE DEBT FUND
By:  

/s/ Nick Heales

  Name:   Nick Heales
  Title:   Authorized Person


NORTHERN TRUST (GUERNSEY) LIMITED
AS CUSTODIAN AND AGENT FOR
ASHMORE EMERGING MARKETS TRI ASSET FUND LIMITED
By:  

/s/ Sarah Brouard

  Name:   Sarah Brouard
  Title:   Authorized Person
By:  

/s/ George Spalding

  Name:   George Spalding
  Title:   Authorized Person
NORTHERN TRUST (GUERNSEY) LIMITED
AS CUSTODIAN AND AGENT FOR
ASHMORE EMERGING MARKETS HIGH YIELD PLUS FUND LIMITED
By:  

/s/ Sarah Brouard

  Name:   Sarah Brouard
  Title:   Authorized Person
By:  

/s/ George Spalding

  Name:   George Spalding
  Title:   Authorized Person


NORTHERN TRUST (GUERNSEY) LIMITED
AS CUSTODIAN AND AGENT FOR
ASHMORE GLOBAL SPECIAL SITUATIONS FUND 5 LIMITED PARTNERSHIP
By:  

/s/ Sarah Brouard

  Name:   Sarah Brouard
  Title:   Authorized Person
By:  

/s/ George Spalding

  Name:   George Spalding
  Title:   Authorized Person